Tulsi Japjit's Form 4/A amendment
AmendedMatterport, Inc. (MTTR) · filed Mar 29, 2023
- Accession no.
- 0001562180-23-003161
- Filed
- Mar 29, 2023
- Trade date
- Mar 7, 2023
- Filing delay
- 22 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 16, 2023
This filing lists 1 derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $462.0K. It was filed 22 days after the trade.
This amendment restates part of 0001562180-23-002853 (filed Mar 16, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tulsi JapjitCIK 0001871495 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2023 | Class A Common Stock | AGrant or awardAcquired | +280,000 | $0.00 | $0 | 1,367,824 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001562180-23-002853 (filed Mar 16, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Class A Common Stock | SSaleDisposed | −175,000 | $2.64F1 | −$462,000 | 243,123 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.63 USD to $2.645. The reporting person undertakes to provide Matterport, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.
- F2
The award will vest as to 1/16th of the RSUs subject thereto on each quarterly anniversary of March 1, 2023, subject to Grantee's continued status as a Service Provider (as defined in the Company's 2021 Incentive Award Plan (the "Plan")) through the applicable vesting date.
Remarks
This amendment is being filed to correct the grant date in Table II Transaction Code A. There are no changes to the number of RSUs that were granted to the reporting person as originally filed on March 16, 2023.