Price James Douglas's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Mar 27, 2023
- Accession no.
- 0001562180-23-003122
- Filed
- Mar 27, 2023
- Trade date
- Mar 23-24, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $525.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Price James DouglasCIK 0001880262 | Officer (Chief Quality Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 23, 2023 | Class A Common Stock | MOption exerciseAcquired | +8,524 | $4.00 | +$34,096 | 96,462 | Direct | |
| Mar 23, 2023 | Class A Common Stock | SSaleDisposed | −8,524 | $15.00F2 | −$127,860 | 87,938 | Direct | |
| Mar 24, 2023 | Class A Common Stock | MOption exerciseAcquired | +26,476 | $4.00 | +$105,904 | 114,414 | Direct | |
| Mar 24, 2023 | Class A Common Stock | SSaleDisposed | −26,476 | $15.01F4 | −$397,404.76 | 87,938 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 23, 2023 | Class A Common Stock | MOption exerciseDisposed | −8,524 | $0.00 | $0 | 317,956 | Direct | |
| Mar 24, 2023 | Class A Common Stock | MOption exerciseDisposed | −26,476 | $0.00 | $0 | 291,480 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $15.00 USD to $15.03 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $15.00 USD to $15.07 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.