Childs John W's Form 4/A amendment
AmendedBiohaven Ltd.BHVN · filed Mar 22, 2023
- Accession no.
- 0001562180-23-003045
- Filed
- Mar 22, 2023
- Trade date
- Oct 25, 2022
- Filing delay
- 148 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 26, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $39.0M. It was filed 148 days after the trade.
This amendment replaces 0001562180-22-007334 (filed Oct 26, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Childs John WCIK 0001027035 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2022 | Common Shares | PPurchaseAcquired | +2,380,952 | $10.50 | +$24,999,996 | 3,680,952 | Indirect | |
| Oct 25, 2022 | Common Shares | PPurchaseAcquired | +1,328,867 | $10.50 | +$13,953,103.5 | 1,825,118 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents Common Shares acquired in an underwritten public offering.
- F2
This amendment is being filed to correct the form of ownership reported in the Form 4 filed on October 26, 2022 (the "Original Form 4") and to correct the total amount of Common Shares beneficially owned by the Reporting Person reported in the Original Form 4. The Original Form 4 inadvertently misstated the amount of Common Shares beneficially owned by the Reporting Person; however, as reflected in this amendment, the total amount of Common Shares beneficially owned by the Reporting Person is 5,506,070 Common Shares. In addition, the Original Form 4 inadvertently misstated that 5,691,251 Common Shares were directly held by the Reporting Person. However, as reflected in this amendment, no Common Shares were directly held by the Reporting Person. Rather, 1,825,118 Common Shares were indirectly held by the Reporting Person through the John W Childs 2013 Revocable Trust and 3,680,952 Common Shares were indirectly held by the Reporting Person in the 2021 B-H Charitable Remainder Trust.