Becker Gregory W's Form 4 filing
SVB Financial Group (SIVB) · filed Mar 1, 2023
- Accession no.
- 0001562180-23-002056
- Filed
- Mar 1, 2023
- Trade date
- Feb 27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.58M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Becker Gregory WCIK 0001259867 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +4,000 | $105.18 | +$420,720 | 96,552 | Indirect | |
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +4,451 | $105.18 | +$468,156.18 | 101,003 | Indirect | |
| Feb 27, 2023 | Common Stock | MOption exerciseAcquired | +4,000 | $105.18 | +$420,720 | 105,003 | Indirect | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −899 | $285.80 | −$256,934.2 | 104,104 | Indirect | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −3,675 | $286.86 | −$1,054,210.5 | 100,429 | Indirect | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −6,276 | $287.69 | −$1,805,542.44 | 94,153 | Indirect | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −1,601 | $288.56 | −$461,984.56 | 92,552 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock | MOption exerciseDisposed | −4,451 | $0.00 | $0 | 8,000 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 4,000 | Direct | |
| Feb 27, 2023 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.