Souders Donald E. Jr.'s Form 4 filing
Unity Bancorp Inc (UNTY) · filed Feb 16, 2023
- Accession no.
- 0001562180-23-001444
- Filed
- Feb 16, 2023
- Trade date
- Feb 14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $363.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Souders Donald E. Jr.CIK 0001502243 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +1,595 | $19.75 | +$31,501.25 | 15,960 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −1,595 | $26.61 | −$42,442.95 | 14,365 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +2,832 | $18.77 | +$53,156.64 | 17,197 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −2,832 | $26.55 | −$75,189.6 | 14,365 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +6,600 | $22.57 | +$148,962 | 20,965 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −6,600 | $26.51 | −$174,966 | 14,365 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseAcquired | +2,667 | $17.55 | +$46,805.85 | 17,032 | Direct | |
| Feb 14, 2023 | Common Stock | SSaleDisposed | −2,667 | $26.56 | −$70,835.52 | 14,365 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −6,600 | $0.00 | $0 | 8,427 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −1,595 | $0.00 | $0 | 6,832 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −2,832 | $0.00 | $0 | 4,000 | Direct | |
| Feb 14, 2023 | Common Stock | MOption exerciseDisposed | −2,667 | $0.00 | $0 | 1,333 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.