Smith Ryan S's Form 4/A amendment
AmendedQualtrics International Inc.XM · filed Feb 14, 2023
- Accession no.
- 0001562180-23-001391
- Filed
- Feb 14, 2023
- Trade date
- Feb 7-8, 2023
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 9, 2023
This filing lists 4 non-derivative transactions. Open-market sales total $8.76M. It was filed 7 days after the trade.
This amendment replaces 0001562180-23-001201 (filed Feb 9, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Ryan SCIK 0001842748 | Director, Officer (Founder and Executive Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Class A Common Stock | SSaleDisposed | −217,763 | $16.44F3 | −$3,580,023.72 | 12,717,556 | Direct | |
| Feb 7, 2023 | Class A Common Stock | SSaleDisposed | −134,136 | $16.44F3 | −$2,205,195.84 | 12,583,420 | Direct | |
| Feb 8, 2023 | Class A Common Stock | SSaleDisposed | −111,252 | $16.52F7 | −$1,837,883.04 | 12,472,168 | Direct | |
| Feb 8, 2023 | Class A Common Stock | SSaleDisposed | −68,529 | $16.52F7 | −$1,132,099.08 | 12,403,639 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of performance stock units. These sales were automatic and intended to qualify under Rule 10b5-1.
- F2
On February 9, 2023, the Reporting Person filed a Form 4 erroneously reporting a sale of 217,844, instead of 217,763, shares of Class A common stock.
- F3
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F4
Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and intended to qualify under Rule 10b5-1.
- F5
On February 9, 2023, the Reporting Person filed a Form 4 erroneously reporting a sale of 134,186, instead of 134,136, shares of Class A common stock.
- F6
On February 9, 2023, the Reporting Person filed a Form 4 erroneously reporting a sale of 111,294, instead of 111,252, shares of Class A common stock.
- F7
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.7650, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F8
On February 9, 2023, the Reporting Person filed a Form 4 erroneously reporting a sale of 68,554, instead of 68,529, shares of Class A common stock.
- F9
The Form 4 filed on February 9, 2023 is amended to correct the number of shares beneficially owned following the transaction.