Souders Donald E. Jr.'s Form 4 filing
Unity Bancorp Inc (UNTY) · filed Feb 14, 2023
- Accession no.
- 0001562180-23-001369
- Filed
- Feb 14, 2023
- Trade date
- Feb 10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $47.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Souders Donald E. Jr.CIK 0001502243 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +168 | $18.77 | +$3,153.36 | 14,533 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +1,605 | $19.75 | +$31,698.75 | 16,138 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −168 | $27.00 | −$4,536 | 15,970 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −1,605 | $27.00 | −$43,335 | 14,365 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −1,605 | $0.00 | $0 | 15,195 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −168 | $0.00 | $0 | 15,027 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.