McCormick Andrew C.'s Form 4 filing
Price T Rowe Group Inc (TROW) · filed Feb 14, 2023
- Accession no.
- 0001562180-23-001366
- Filed
- Feb 14, 2023
- Trade date
- Feb 10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.65M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCormick Andrew C.CIK 0001763496 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +1,456 | $68.61 | +$99,896.16 | 70,318.61 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +6,348 | $68.61 | +$435,536.28 | 76,666.61 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +7,806 | $69.21 | +$540,253.26 | 84,472.61 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −14,154 | $116.73 | −$1,652,196.42 | 70,318.61 | Direct | |
| Feb 10, 2023 | Common Stock | FTax withholdingDisposed | −850 | $117.62 | −$99,977 | 69,468.61 | Direct | |
| Feb 10, 2023 | Common Stock | AGrant or awardAcquired | +11.42 | $114.98 | +$1,313.07 | 69,480.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −1,456 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −6,348 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −7,806 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.