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Geraci Vincent's Form 4 filing

Unity Bancorp Inc (UNTY) · filed Feb 9, 2023

Accession no.
0001562180-23-001155
Filed
Feb 9, 2023
Trade date
Feb 7, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $420.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Geraci VincentCIK 0001850975Officer (Director of Mortgage Lending)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 7, 2023Common StockMOption exerciseAcquired+4,500$22.25+$100,1256,669Direct
Feb 7, 2023Common StockMOption exerciseAcquired+5,000$21.30+$106,50011,669Direct
Feb 7, 2023Common StockMOption exerciseAcquired+6,000$19.75+$118,50017,669Direct
Feb 7, 2023Common StockSSaleDisposed−6,000$27.15−$162,90011,669Direct
Feb 7, 2023Common StockSSaleDisposed−5,000$27.15−$135,7506,669Direct
Feb 7, 2023Common StockSSaleDisposed−4,500$27.10−$121,9502,169Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 7, 2023Common StockMOption exerciseDisposed−4,500$0.00$020,700Direct
Feb 7, 2023Common StockMOption exerciseDisposed−5,000$0.00$015,700Direct
Feb 7, 2023Common StockMOption exerciseDisposed−6,000$0.00$09,700Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)