Ellman Thomas A.'s Form 4 filing
Gatx Corp (GATX) · filed Feb 6, 2023
- Accession no.
- 0001562180-23-001010
- Filed
- Feb 6, 2023
- Trade date
- Feb 2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.19M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellman Thomas A.CIK 0001534505 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Stock | MOption exerciseAcquired | +18,900 | $61.18 | +$1,156,302 | 54,261 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −14,038 | $115.72 | −$1,624,477.36 | 40,223 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −3,357 | $116.43 | −$390,855.51 | 36,866 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −1,505 | $117.30 | −$176,536.5 | 35,361 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Stock | MOption exerciseDisposed | −18,900 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.