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Draper Michelle's Form 4 filing

SVB Financial Group (SIVB) · filed Feb 3, 2023

Accession no.
0001562180-23-000879
Filed
Feb 3, 2023
Trade date
Feb 1, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $292.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Draper MichelleCIK 0001580577Officer (Chief Marketing Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2023Common StockMOption exerciseAcquired+165$178.39+$29,434.353,971Direct
Feb 1, 2023Common StockSSaleDisposed−809$300.69−$243,258.213,162Direct
Feb 1, 2023Common StockSSaleDisposed−165$300.69−$49,613.852,997Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 1, 2023Common StockMOption exerciseDisposed−165$0.00$01,660Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)