Dearen Danny L.'s Form 4 filing
Axonics, Inc. (AXNX) · filed Feb 2, 2023
- Accession no.
- 0001562180-23-000874
- Filed
- Feb 2, 2023
- Trade date
- Jan 31-Feb 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $840.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dearen Danny L.CIK 0001756438 | Officer (President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Stock | AGrant or awardAcquired | +5,000 | $0.00 | $0 | 12,500 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseAcquired | +25,250 | $0.00 | $0 | 37,750 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −7,791 | $61.17F2 | −$476,575.47 | 29,959 | Direct | |
| Jan 31, 2023 | Common Stock | SSaleDisposed | −2,720 | $61.12F3 | −$166,246.4 | 27,239 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −474 | $60.43F4 | −$28,643.82 | 26,765 | Direct | |
| Feb 1, 2023 | Common Stock | SSaleDisposed | −2,772 | $61.02F5 | −$169,147.44 | 23,993 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2023 | Common Stock | AGrant or awardAcquired | +15,000 | $0.00 | $0 | 15,000 | Direct | |
| Jan 31, 2023 | Common Stock | AGrant or awardAcquired | +5,000 | $0.00 | $0 | 5,000 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −5,250 | $0.00 | $0 | 0 | Direct | |
| Jan 31, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $60.78 to $61.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $60.78 to $61.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $59.85 to $60.845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $60.85 to $61.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.