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Barker James Andrew's Form 4 filing

Banc of California, Inc. (BANC) · filed Jan 26, 2023

Accession no.
0001562180-23-000613
Filed
Jan 26, 2023
Trade date
Jan 24-25, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $800.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barker James AndrewCIK 0001792776Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 24, 2023Common StockPPurchaseAcquired+13,435$16.54+$222,214.989,680Indirect
Jan 25, 2023Common StockPPurchaseAcquired+35,000$16.53+$578,550124,680Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)