Woock John's Form 4 filing
Axonics, Inc. (AXNX) · filed Jan 19, 2023
- Accession no.
- 0001562180-23-000520
- Filed
- Jan 19, 2023
- Trade date
- Jan 17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woock JohnCIK 0001756437 | Officer (EVP, Chief Mktg/Strtgy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2023 | Common Stock | MOption exerciseAcquired | +2,793 | $1.32 | +$3,686.76 | 48,769 | Direct | |
| Jan 17, 2023 | Common Stock | SSaleDisposed | −2,793 | $67.62 | −$188,862.66 | 45,976 | Direct | |
| Jan 17, 2023 | Common Stock | MOption exerciseAcquired | +378 | $1.42 | +$536.76 | 46,354 | Direct | |
| Jan 17, 2023 | Common Stock | SSaleDisposed | −378 | $67.51 | −$25,518.78 | 45,976 | Direct | |
| Jan 17, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $14.19 | +$212,850 | 60,976 | Direct | |
| Jan 17, 2023 | Common Stock | SSaleDisposed | −15,000 | $67.29 | −$1,009,350 | 45,976 | Direct | |
| Jan 17, 2023 | Common Stock | MOption exerciseAcquired | +12,044 | $25.82 | +$310,976.08 | 58,020 | Direct | |
| Jan 17, 2023 | Common Stock | SSaleDisposed | −12,044 | $67.32 | −$810,802.08 | 45,976 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2023 | Common Stock | MOption exerciseDisposed | −12,044 | $0.00 | $0 | 3,581 | Direct | |
| Jan 17, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 15,555 | Direct | |
| Jan 17, 2023 | Common Stock | MOption exerciseDisposed | −378 | $0.00 | $0 | 0 | Direct | |
| Jan 17, 2023 | Common Stock | MOption exerciseDisposed | −2,793 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.