Ford Alfred J Jr's Form 4 filing
Axonics, Inc. (AXNX) · filed Jan 18, 2023
- Accession no.
- 0001562180-23-000494
- Filed
- Jan 18, 2023
- Trade date
- Jan 13, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.39M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ford Alfred J JrCIK 0001359446 | Officer (Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2023 | Common Stock | MOption exerciseAcquired | +8,509 | $1.42 | +$12,082.78 | 45,282 | Direct | |
| Jan 13, 2023 | Common Stock | MOption exerciseAcquired | +1,899 | $1.63 | +$3,095.37 | 47,181 | Direct | |
| Jan 13, 2023 | Common Stock | MOption exerciseAcquired | +9,310 | $25.82 | +$240,384.2 | 56,491 | Direct | |
| Jan 13, 2023 | Common Stock | MOption exerciseAcquired | +16,297 | $14.19 | +$231,254.43 | 72,788 | Direct | |
| Jan 13, 2023 | Common Stock | SSaleDisposed | −15,292 | $65.90F1 | −$1,007,742.8 | 57,496 | Direct | |
| Jan 13, 2023 | Common Stock | SSaleDisposed | −17,108 | $66.69F2 | −$1,140,932.52 | 40,388 | Direct | |
| Jan 13, 2023 | Common Stock | SSaleDisposed | −3,615 | $67.18F3 | −$242,855.7 | 36,773 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2023 | Common Stock | MOption exerciseDisposed | −9,310 | $0.00 | $0 | 4,655 | Direct | |
| Jan 13, 2023 | Common Stock | MOption exerciseDisposed | −16,297 | $0.00 | $0 | 0 | Direct | |
| Jan 13, 2023 | Common Stock | MOption exerciseDisposed | −1,899 | $0.00 | $0 | 0 | Direct | |
| Jan 13, 2023 | Common Stock | MOption exerciseDisposed | −8,509 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $65.05 USD to $66.04 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $66.085 USD to $67.08 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $67.13 USD to $67.215 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.