Gomez Elena's Form 4/A amendment
AmendedPagerDuty, Inc. (PD) · filed Jan 4, 2023
- Accession no.
- 0001562180-23-000176
- Filed
- Jan 4, 2023
- Trade date
- Jun 21, 2022
- Filing delay
- 197 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 23, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $579.8K. It was filed 197 days after the trade.
This amendment replaces 0001562180-22-005340 (filed Jun 23, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gomez ElenaCIK 0001674159 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2022 | Common Stock | MOption exerciseAcquired | +23,166 | $11.61 | +$268,957.26 | 41,575 | Direct | |
| Jun 21, 2022 | Common Stock | SSaleDisposed | −23,166 | $25.03F3 | −$579,844.98 | 18,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2022 | Common Stock | MOption exerciseDisposed | −23,166 | $0.00 | $0 | 181,140 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
A portion of these shares represent restricted stock units.
- F2
The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.14 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
1/24th of the shares subject to the option shall vest monthly from 10/1/2018.
Remarks
This amended Form 4 is being filed to correct the number of shares exercised and sold by the Reporting Person on June 21, 2022.