Raman Gayatri's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Dec 14, 2022
- Accession no.
- 0001562180-22-008289
- Filed
- Dec 14, 2022
- Trade date
- Dec 13, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.78M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Raman GayatriCIK 0001880115 | Officer (President, Europe and Asia) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Class A Common Stock | MOption exerciseAcquired | +9,896 | $12.40 | +$122,710.4 | 9,896 | Direct | |
| Dec 13, 2022 | Class A Common Stock | MOption exerciseAcquired | +78,515 | $4.40 | +$345,466 | 88,411 | Direct | |
| Dec 13, 2022 | Class A Common Stock | MOption exerciseAcquired | +119,010 | $4.40 | +$523,644 | 207,421 | Direct | |
| Dec 13, 2022 | Class A Common Stock | SSaleDisposed | −9,896 | $18.25F1 | −$180,602 | 197,525 | Direct | |
| Dec 13, 2022 | Class A Common Stock | SSaleDisposed | −78,515 | $18.26F2 | −$1,433,683.9 | 119,010 | Direct | |
| Dec 13, 2022 | Class A Common Stock | SSaleDisposed | −119,010 | $18.19F3 | −$2,164,791.9 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Class A Common Stock | MOption exerciseDisposed | −9,896 | $0.00 | $0 | 65,104 | Direct | |
| Dec 13, 2022 | Class A Common Stock | MOption exerciseDisposed | −78,515 | $0.00 | $0 | 180,900 | Direct | |
| Dec 13, 2022 | Class A Common Stock | MOption exerciseDisposed | −119,010 | $0.00 | $0 | 120,600 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $18.24 USD to $18.26 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $18.21 USD to $18.44 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $18.07 USD to $18.29 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.