Erickson Scott Stanley's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Dec 12, 2022
- Accession no.
- 0001562180-22-008211
- Filed
- Dec 12, 2022
- Trade date
- Dec 9-12, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.14M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Erickson Scott StanleyCIK 0001879936 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Class A Common Stock | MOption exerciseAcquired | +143,569 | $4.00 | +$574,276 | 145,355 | Direct | |
| Dec 9, 2022 | Class A Common Stock | SSaleDisposed | −143,569 | $18.10F1 | −$2,598,598.9 | 1,786 | Direct | |
| Dec 12, 2022 | Class A Common Stock | MOption exerciseAcquired | +29,511 | $4.00 | +$118,044 | 31,297 | Direct | |
| Dec 12, 2022 | Class A Common Stock | SSaleDisposed | −29,511 | $18.21F2 | −$537,395.31 | 1,786 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Class A Common Stock | MOption exerciseDisposed | −143,569 | $0.00 | $0 | 29,511 | Direct | |
| Dec 12, 2022 | Class A Common Stock | MOption exerciseDisposed | −29,511 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.38 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $18.07 USD to $18.33 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.