Higginbotham Robert C.T.'s Form 4 filing
Price T Rowe Group IncTROW · filed Dec 12, 2022
- Accession no.
- 0001562180-22-008202
- Filed
- Dec 12, 2022
- Trade date
- Dec 9, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $797.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Higginbotham Robert C.T.CIK 0001763753 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Common Stock | SSaleDisposed | −2,433 | $120.48F1 | −$293,127.84 | 74,650.85 | Direct | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −3,086 | $120.48F2 | −$371,801.28 | 71,564.85 | Direct | |
| Dec 9, 2022 | Common Stock | SSaleDisposed | −1,100 | $120.48F3 | −$132,528 | 70,464.85 | Direct | |
| Dec 9, 2022 | Common Stock | AGrant or awardAcquired | +213.59 | $139.87F4 | +$29,874.83 | 70,678.44 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The range of prices for this transaction were $119.58 to 120.5799. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The range of prices for this transaction were $120.58 to 121.5799. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The range of prices for this transaction were $121.60 to 122.5999. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
Referenced by the price of 1 transaction in Table I.