Beck Daniel J's Form 4 filing
SVB Financial GroupSIVB · filed Dec 5, 2022
- Accession no.
- 0001562180-22-008026
- Filed
- Dec 5, 2022
- Trade date
- Jun 30-Dec 1, 2022
- Filing delay
- 158 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $134.4K. It was filed 158 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Beck Daniel JCIK 0001708156 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2022 | Common Stock | AGrant or awardAcquired | +36 | $335.74 | +$12,086.64 | 5,331 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −580 | $231.69 | −$134,380.2 | 4,751 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 25,2022.