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Kucherlapati Raju S's Form 4 filing

Gelesis Holdings, Inc.GLSH · filed Nov 22, 2022

Accession no.
0001562180-22-007835
Filed
Nov 22, 2022, 6:20 PM ET
Trade date
Nov 18-21, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $44.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kucherlapati Raju SCIK 0001079537Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 18, 2022Common StockPPurchaseAcquired+8,000$0.39F1+$3,12098,264Direct
Nov 21, 2022Common StockPPurchaseAcquired+92,000$0.45F2+$41,400190,264Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.39. Actual prices ranged from $0.37 to $0.39. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.45. Actual prices ranged from $0.42 to $0.45. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit 24 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)