Raman Gayatri's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Nov 22, 2022
- Accession no.
- 0001562180-22-007811
- Filed
- Nov 22, 2022
- Trade date
- Nov 18-21, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $207.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Raman GayatriCIK 0001880115 | Officer (President, Europe and Asia) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 | Class A Common Stock | MOption exerciseAcquired | +3,532 | $4.40 | +$15,540.8 | 3,532 | Direct | |
| Nov 21, 2022 | Class A Common Stock | SSaleDisposed | −3,532 | $18.22F1 | −$64,353.04 | 0 | Direct | |
| Nov 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +7,817 | $4.40 | +$34,394.8 | 7,817 | Direct | |
| Nov 18, 2022 | Class A Common Stock | SSaleDisposed | −7,817 | $18.28F2 | −$142,894.76 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 | Class A Common Stock | MOption exerciseDisposed | −3,532 | $0.00 | $0 | 348,066 | Direct | |
| Nov 18, 2022 | Class A Common Stock | MOption exerciseDisposed | −7,817 | $0.00 | $0 | 351,598 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $18.20 USD to $18.25 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $18.25 USD to $18.42 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.