Cox James S's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Nov 16, 2022
- Accession no.
- 0001562180-22-007715
- Filed
- Nov 16, 2022
- Trade date
- Nov 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $185.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox James SCIK 0001441361 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +10,000 | $4.40 | +$44,000 | 11,786 | Direct | |
| Nov 15, 2022 | Class A Common Stock | SSaleDisposed | −10,000 | $18.54F2 | −$185,400 | 1,786 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 346,020 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $18.20 USD to $18.75 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.