Souders Donald E. Jr.'s Form 4 filing
Unity Bancorp Inc (UNTY) · filed Nov 16, 2022
- Accession no.
- 0001562180-22-007700
- Filed
- Nov 16, 2022
- Trade date
- Nov 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $42.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Souders Donald E. Jr.CIK 0001502243 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock | MOption exerciseAcquired | +135 | $15.70 | +$2,119.5 | 13,388 | Direct | |
| Nov 14, 2022 | Common Stock | SSaleDisposed | −135 | $28.65 | −$3,867.75 | 13,253 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +1,365 | $15.70 | +$21,430.5 | 14,618 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −1,365 | $28.49 | −$38,888.85 | 13,253 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock | MOption exerciseDisposed | −135 | $0.00 | $0 | 18,165 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −1,365 | $0.00 | $0 | 16,800 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.