Nelson Christopher Carl's Form 4 filing
Qxo Building Products, Inc.BECN · filed Nov 15, 2022
- Accession no.
- 0001562180-22-007668
- Filed
- Nov 15, 2022
- Trade date
- Nov 11-15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 3 derivative transactions. Open-market sales total $979.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Christopher CarlCIK 0001848563 | Officer (EVP & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +5,500 | $30.15 | +$165,825 | 5,500 | Direct | |
| Nov 11, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −5,500 | $58.45F2 | −$321,475 | 0 | Direct | |
| Nov 11, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +7,143 | $27.26 | +$194,718.18 | 7,143 | Direct | |
| Nov 11, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −7,143 | $58.61F3 | −$418,651.23 | 0 | Direct | |
| Nov 12, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +2,241 | $0.00 | $0 | 2,241 | Direct | |
| Nov 12, 2022 | Common Stock, $0.01 par value | FTax withholdingDisposed | −1,011 | $59.04 | −$59,689.44 | 1,230 | Direct | |
| Nov 12, 2022 | Common Stock, $0.01 par value | AGrant or awardAcquired | +6,410 | $0.00F4 | $0 | 7,640 | Direct | |
| Nov 12, 2022 | Common Stock, $0.01 par value | FTax withholdingDisposed | −2,117 | $59.04 | −$124,987.68 | 5,523 | Direct | |
| Nov 15, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −4,073 | $58.71 | −$239,125.83 | 1,450 | Direct | |
| Nov 15, 2022 | Common Stock, $0.01 par value | GGiftDisposed | −1,450 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2022 | Common Stock, $0.01 par value | GGiftAcquired | +1,450 | $0.00 | $0 | 14,561 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock, $0.01 par value | MOption exerciseDisposed | −5,500 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2022 | Common Stock, $0.01 par value | MOption exerciseDisposed | −7,143 | $0.00 | $0 | 0 | Direct | |
| Nov 12, 2022 | Common Stock, $0.01 par value | MOption exerciseDisposed | −2,241 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $58.02 USD to $59.02 USD; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes, upon request, to provide to Beacon Roofing Supply, Inc. (the "Issuer"), any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $58.01 USD to $59.30 USD; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes, upon request, to provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
Represents shares issued upon settlement of restricted stock units on satisfaction of performance criteria.
Referenced by the price of 1 transaction in Table I.