Ganeshan Susan Muriel's Form 4 filing
Clearwater Analytics Holdings, Inc. (CWAN) · filed Nov 14, 2022
- Accession no.
- 0001562180-22-007619
- Filed
- Nov 14, 2022
- Trade date
- Nov 9-11, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.88M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ganeshan Susan MurielCIK 0001880107 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Class A Common Stock | MOption exerciseAcquired | +85,000 | $14.28 | +$1,213,800 | 88,751 | Direct | |
| Nov 9, 2022 | Class A Common Stock | SSaleDisposed | −85,000 | $16.53F2 | −$1,405,050 | 3,751 | Direct | |
| Nov 10, 2022 | Class A Common Stock | MOption exerciseAcquired | +12,637 | $14.28 | +$180,456.36 | 16,388 | Direct | |
| Nov 10, 2022 | Class A Common Stock | SSaleDisposed | −12,637 | $17.26F3 | −$218,114.62 | 3,751 | Direct | |
| Nov 10, 2022 | Class A Common Stock | MOption exerciseAcquired | +45,000 | $14.28 | +$642,600 | 48,751 | Direct | |
| Nov 10, 2022 | Class A Common Stock | SSaleDisposed | −45,000 | $17.17F4 | −$772,650 | 3,751 | Direct | |
| Nov 11, 2022 | Class A Common Stock | MOption exerciseAcquired | +27,363 | $14.28 | +$390,743.64 | 31,114 | Direct | |
| Nov 11, 2022 | Class A Common Stock | SSaleDisposed | −27,363 | $17.73F1 | −$485,145.99 | 3,751 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Class A Common Stock | MOption exerciseDisposed | −85,000 | $0.00 | $0 | 415,000 | Direct | |
| Nov 10, 2022 | Class A Common Stock | MOption exerciseDisposed | −12,637 | $0.00 | $0 | 402,363 | Direct | |
| Nov 10, 2022 | Class A Common Stock | MOption exerciseDisposed | −45,000 | $0.00 | $0 | 357,363 | Direct | |
| Nov 11, 2022 | Class A Common Stock | MOption exerciseDisposed | −27,363 | $0.00 | $0 | 330,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $17.25 USD to $17.95 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $16.41 USD to $16.76 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $17.25 USD to $17.45 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $17.00 USD to $17.30 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.