Kauchak John J's Form 4 filing
Unity Bancorp Inc (UNTY) · filed Nov 9, 2022
- Accession no.
- 0001562180-22-007578
- Filed
- Nov 9, 2022
- Trade date
- Nov 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $358.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kauchak John JCIK 0001238307 | Officer (EVP/COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | MOption exerciseAcquired | +11,000 | $8.29 | +$91,190 | 70,197 | Direct | |
| Nov 7, 2022 | Common Stock | MOption exerciseAcquired | +1,661 | $7.16 | +$11,892.76 | 71,858 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −11,000 | $28.29 | −$311,190 | 60,858 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −1,661 | $28.40 | −$47,172.4 | 59,197 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | MOption exerciseDisposed | −11,000 | $0.00 | $0 | 64,661 | Direct | |
| Nov 7, 2022 | Common Stock | MOption exerciseDisposed | −1,661 | $0.00 | $0 | 63,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.