Elliott Brad S's Form 4 filing
Equity Bancshares Inc (EQBK) · filed Nov 8, 2022
- Accession no.
- 0001562180-22-007538
- Filed
- Nov 8, 2022
- Trade date
- Nov 7-8, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $291.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott Brad SCIK 0001656892 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Class A Common Stock | MOption exerciseAcquired | +7,487 | $14.25 | +$106,689.75 | 113,851 | Direct | |
| Nov 7, 2022 | Class A Common Stock | SSaleDisposed | −7,487 | $36.05F1 | −$269,906.35 | 106,364 | Direct | |
| Nov 8, 2022 | Class A Common Stock | MOption exerciseAcquired | +604 | $14.25 | +$8,607 | 106,968 | Direct | |
| Nov 8, 2022 | Class A Common Stock | SSaleDisposed | −604 | $36.08F2 | −$21,792.32 | 106,364 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | MOption exerciseDisposed | −7,487 | $0.00 | $0 | 31,269 | Direct | |
| Nov 8, 2022 | Common Stock | MOption exerciseDisposed | −604 | $0.00 | $0 | 30,665 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $36.00 USD to $36.20 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $36.00 USD to $36.23 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.