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Gupta Ashim's Form 4 filing

UiPath, Inc. (PATH) · filed Nov 2, 2022

Accession no.
0001562180-22-007451
Filed
Nov 2, 2022
Trade date
Oct 31-Nov 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $249.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gupta AshimCIK 0001855778Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 31, 2022Class A Common StockAGrant or awardAcquired+313,693$0.00F1$01,575,376Direct
Nov 1, 2022Class A Common StockSSaleDisposed−10,000$12.48F3−$124,8001,565,376Direct
Nov 1, 2022Class A Common StockSSaleDisposed−10,000$12.48F4−$124,800277,505Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Includes 313,693 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The shares underlying the RSU vest quarterly over a one year period from the grant date, subject to continuous service through each such vesting date.

Referenced by the price of 1 transaction in Table I.

F3

The range of prices for the transactions reported were from $12.22 to $13.13. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

The range of prices for the transactions reported were from $12.22 to $13.14. The reporting person will provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)