Kossover Gregory H's Form 4 filing
Equity Bancshares Inc (EQBK) · filed Nov 2, 2022
- Accession no.
- 0001562180-22-007423
- Filed
- Nov 2, 2022
- Trade date
- Oct 31-Nov 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $179.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kossover Gregory HCIK 0001656842 | Director, Officer (EVP and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,662 | $23.39 | +$109,044.18 | 71,111 | Direct | |
| Oct 31, 2022 | Class A Common Stock | SSaleDisposed | −4,662 | $35.80F1 | −$166,899.6 | 66,449 | Direct | |
| Nov 1, 2022 | Class A Common Stock | MOption exerciseAcquired | +303 | $23.39 | +$7,087.17 | 66,752 | Direct | |
| Nov 1, 2022 | Class A Common Stock | SSaleDisposed | −303 | $35.96F2 | −$10,895.88 | 66,449 | Direct | |
| Nov 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +35 | $23.39 | +$818.65 | 66,484 | Direct | |
| Nov 2, 2022 | Class A Common Stock | SSaleDisposed | −35 | $35.99 | −$1,259.65 | 66,449 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | Common Stock | MOption exerciseDisposed | −4,662 | $0.00 | $0 | 5,338 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −303 | $0.00 | $0 | 5,035 | Direct | |
| Nov 2, 2022 | Common Stock | MOption exerciseDisposed | −35 | $0.00 | $0 | 5,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $35.75 USD to $35.91 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $35.80 USD to $36.09 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.