Elliott Brad S's Form 4 filing
Equity Bancshares Inc (EQBK) · filed Oct 26, 2022
- Accession no.
- 0001562180-22-007322
- Filed
- Oct 26, 2022
- Trade date
- Oct 24-26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $690.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elliott Brad SCIK 0001656892 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,000 | $13.00 | +$13,000 | 107,364 | Direct | |
| Oct 24, 2022 | Class A Common Stock | SSaleDisposed | −1,000 | $34.50F2 | −$34,500 | 106,364 | Direct | |
| Oct 25, 2022 | Class A Common Stock | MOption exerciseAcquired | +18,746 | $13.00 | +$243,698 | 125,110 | Direct | |
| Oct 25, 2022 | Class A Common Stock | SSaleDisposed | −18,746 | $34.54F3 | −$647,486.84 | 106,364 | Direct | |
| Oct 26, 2022 | Class A Common Stock | MOption exerciseAcquired | +254 | $13.00 | +$3,302 | 106,618 | Direct | |
| Oct 26, 2022 | Class A Common Stock | SSaleDisposed | −254 | $34.64F4 | −$8,798.56 | 106,364 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2022 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 29,000 | Direct | |
| Oct 25, 2022 | Common Stock | MOption exerciseDisposed | −18,746 | $0.00 | $0 | 10,254 | Direct | |
| Oct 26, 2022 | Common Stock | MOption exerciseDisposed | −254 | $0.00 | $0 | 10,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $34.50 USD to $34.55 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $34.50 USD to $34.64 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $34.56 USD to $34.71 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.