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Kossover Gregory H's Form 4 filing

Equity Bancshares Inc (EQBK) · filed Oct 25, 2022

Accession no.
0001562180-22-007316
Filed
Oct 25, 2022
Trade date
Oct 24-25, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $172.5K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kossover Gregory HCIK 0001656842Director, Officer (EVP and COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 24, 2022Class A Common StockMOption exerciseAcquired+1,200$23.39+$28,06867,649Direct
Oct 24, 2022Class A Common StockSSaleDisposed−1,200$34.54F1−$41,44866,449Direct
Oct 25, 2022Class A Common StockMOption exerciseAcquired+3,800$23.39+$88,88270,249Direct
Oct 25, 2022Class A Common StockSSaleDisposed−3,800$34.48F2−$131,02466,449Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 24, 2022Common StockMOption exerciseDisposed−1,200$0.00$013,800Direct
Oct 25, 2022Common StockMOption exerciseDisposed−3,800$0.00$010,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $34.50 USD to $34.55 USD; the price reported above reflects the weighted average sale price.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades at prices ranging from $34.27 USD to $34.625 USD; the price reported above reflects the weighted average sale price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)