Noblett Karen's Form 4 filing
Axonics, Inc. (AXNX) · filed Sep 20, 2022
- Accession no.
- 0001562180-22-006777
- Filed
- Sep 20, 2022
- Trade date
- Sep 12, 2022
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.54M. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Noblett KarenCIK 0001756240 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2022 | Common Stock | MOption exerciseAcquired | +18,519 | $14.19 | +$262,784.61 | 50,118 | Direct | |
| Sep 12, 2022 | Common Stock | MOption exerciseAcquired | +13,964 | $25.82 | +$360,550.48 | 64,082 | Direct | |
| Sep 12, 2022 | Common Stock | SSaleDisposed | −32,483 | $78.16 | −$2,538,871.28 | 31,599 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2022 | Common Stock | MOption exerciseDisposed | −18,519 | $0.00 | $0 | 2,963 | Direct | |
| Sep 12, 2022 | Common Stock | MOption exerciseDisposed | −13,964 | $0.00 | $0 | 6,348 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.