Woock John's Form 4 filing
Axonics, Inc. (AXNX) · filed Sep 12, 2022
- Accession no.
- 0001562180-22-006617
- Filed
- Sep 12, 2022
- Trade date
- Sep 8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $562.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woock JohnCIK 0001756437 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | MOption exerciseAcquired | +3,800 | $1.42 | +$5,396 | 49,776 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −3,800 | $75.01 | −$285,038 | 45,976 | Direct | |
| Sep 8, 2022 | Common Stock | MOption exerciseAcquired | +3,700 | $1.63 | +$6,031 | 49,676 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −3,700 | $75.00 | −$277,500 | 45,976 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | MOption exerciseDisposed | −3,700 | $0.00 | $0 | 0 | Direct | |
| Sep 8, 2022 | Common Stock | MOption exerciseDisposed | −3,800 | $0.00 | $0 | 378 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.