Nielsen Steven E's Form 4 filing
Dycom Industries Inc (DY) · filed Aug 29, 2022
- Accession no.
- 0001562180-22-006351
- Filed
- Aug 29, 2022
- Trade date
- May 27-Aug 29, 2022
- Filing delay
- 94 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 4 derivative transactions. Open-market sales total $9.90M. It was filed 94 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nielsen Steven ECIK 0001240707 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Common Stock | GGiftDisposed | −896 | $0.00 | $0 | 692,278 | Direct | |
| May 31, 2022 | Common Stock | GGiftDisposed | −3,500 | $0.00 | $0 | 688,778 | Direct | |
| Aug 26, 2022 | Common Stock | MOption exerciseAcquired | +34,556 | $27.14 | +$937,849.84 | 723,334 | Direct | |
| Aug 26, 2022 | Common Stock | MOption exerciseAcquired | +34,506 | $31.46 | +$1,085,558.76 | 757,840 | Direct | |
| Aug 26, 2022 | Common Stock | SSaleDisposed | −23,309 | $112.08F1 | −$2,612,472.72 | 734,531 | Direct | |
| Aug 26, 2022 | Common Stock | SSaleDisposed | −35,360 | $112.77F2 | −$3,987,547.2 | 699,171 | Direct | |
| Aug 26, 2022 | Common Stock | SSaleDisposed | −10,393 | $114.16F3 | −$1,186,464.88 | 688,778 | Direct | |
| Aug 29, 2022 | Common Stock | MOption exerciseAcquired | +18,661 | $31.46 | +$587,075.06 | 707,389 | Direct | |
| Aug 29, 2022 | Common Stock | MOption exerciseAcquired | +941 | $106.19 | +$99,924.79 | 708,330 | Direct | |
| Aug 29, 2022 | Common Stock | SSaleDisposed | −1,423 | $112.07F4 | −$159,475.61 | 706,907 | Direct | |
| Aug 29, 2022 | Common Stock | SSaleDisposed | −6,094 | $113.23F5 | −$690,023.62 | 700,813 | Direct | |
| Aug 29, 2022 | Common Stock | SSaleDisposed | −11,094 | $114.00F6 | −$1,264,716 | 689,719 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2022 | Common Stock | MOption exerciseDisposed | −34,556 | $0.00F7 | $0 | 0 | Direct | |
| Aug 26, 2022 | Common Stock | MOption exerciseDisposed | −34,506 | $0.00F7 | $0 | 18,611 | Direct | |
| Aug 29, 2022 | Common Stock | MOption exerciseDisposed | −18,611 | $0.00F7 | $0 | 0 | Direct | |
| Aug 29, 2022 | Common Stock | MOption exerciseDisposed | −941 | $0.00F7 | $0 | 17,079 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price is a weighted average price. 23,309 shares were sold in multiple transactions at prices ranging from $111.48 to $112.48, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 - 6.
Referenced by the price of 1 transaction in Table I.
- F2
This price is a weighted average price. 35,360 shares were sold in multiple transactions at prices ranging from $112.50 to $113.17, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
This price is a weighted average price. 10,393 shares were sold in multiple transactions at prices ranging from $113.86 to $114.81, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
This price is a weighted average price. 1,423 shares were sold in multiple transactions at prices ranging from $111.56 to $112.53, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
This price is a weighted average price. 6,094 shares were sold in multiple transactions at prices ranging from $112.63 to $113.63, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
This price is a weighted average price. 11,094 shares were sold in multiple transactions at prices ranging from $113.64 to $114.29, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
No consideration was paid for the derivative security.
Referenced by the price of 4 transactions in Table II.