Dearen Danny L.'s Form 4 filing
Axonics, Inc. (AXNX) · filed Aug 15, 2022
- Accession no.
- 0001562180-22-006102
- Filed
- Aug 15, 2022
- Trade date
- Aug 11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 5 derivative transactions. Open-market sales total $3.54M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dearen Danny L.CIK 0001756438 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +1,616 | $1.32 | +$2,133.12 | 22,270 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +2,044 | $1.32 | +$2,698.08 | 24,314 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +20,545 | $1.63 | +$33,488.35 | 44,859 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +7,047 | $14.19 | +$99,996.93 | 51,906 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +6,250 | $25.82 | +$161,375 | 58,156 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −26,760 | $70.33 | −$1,882,030.8 | 31,396 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −16,280 | $71.26 | −$1,160,112.8 | 15,116 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −6,960 | $72.19 | −$502,442.4 | 8,156 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −1,616 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −2,044 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −20,545 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −7,047 | $0.00 | $0 | 2,223 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 12,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.