Sama Rinda's Form 4 filing
Axonics, Inc. (AXNX) · filed Aug 12, 2022
- Accession no.
- 0001562180-22-006075
- Filed
- Aug 12, 2022
- Trade date
- Aug 10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.35M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sama RindaCIK 0001756399 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +16,177 | $14.19 | +$229,551.63 | 70,835 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +8,301 | $25.82 | +$214,331.82 | 79,136 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseAcquired | +9,372 | $14.19 | +$132,988.68 | 88,508 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −24,478 | $69.35F2 | −$1,697,549.3 | 64,030 | Direct | |
| Aug 10, 2022 | Common Stock | SSaleDisposed | −9,372 | $70.12F3 | −$657,164.64 | 54,658 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −25,549 | $0.00 | $0 | 11,019 | Direct | |
| Aug 10, 2022 | Common Stock | MOption exerciseDisposed | −8,301 | $0.00 | $0 | 9,962 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $68.98 to $69.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $70.00 to $70.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.