Thomson Andrew Justin Mackenzie's Form 4 filing
Price T Rowe Group IncTROW · filed Aug 4, 2022
- Accession no.
- 0001562180-22-005892
- Filed
- Aug 4, 2022
- Trade date
- Aug 4, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.51M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thomson Andrew Justin MackenzieCIK 0001839558 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2022 | Common Stock | MOption exerciseAcquired | +11,891 | $59.87 | +$711,914.17 | 148,301 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −2,600 | $127.36F1 | −$331,136 | 145,701 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −9,291 | $126.79F2 | −$1,178,005.89 | 136,410 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2022 | Common Stock | MOption exerciseDisposed | −11,891 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The range of prices for this transaction were $127.23 to $127.60. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The range of prices for this transaction were $126.21 to $127.20. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.