Huber Julie A's Form 4 filing
Equity Bancshares Inc (EQBK) · filed Aug 3, 2022
- Accession no.
- 0001562180-22-005877
- Filed
- Aug 3, 2022
- Trade date
- Aug 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $714.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huber Julie ACIK 0001656846 | Officer (EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2022 | Class A Common Stock | SSaleDisposed | −13,500 | $31.25F1 | −$421,875 | 46,978 | Direct | |
| Aug 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,000 | $14.25 | +$28,500 | 48,978 | Direct | |
| Aug 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +7,500 | $23.39 | +$175,425 | 56,478 | Direct | |
| Aug 2, 2022 | Class A Common Stock | SSaleDisposed | −2,000 | $30.64F3 | −$61,280 | 54,478 | Direct | |
| Aug 2, 2022 | Class A Common Stock | SSaleDisposed | −7,500 | $30.80F4 | −$231,000 | 46,978 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2022 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 0 | Direct | |
| Aug 2, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $31.02 USD to $31.85 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $30.51 USD to $30.92 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $30.61 USD to $31.15 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.