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Kiernan Jane E's Form 4 filing

Axonics, Inc. (AXNX) · filed Jul 7, 2022

Accession no.
0001562180-22-005626
Filed
Jul 7, 2022
Trade date
Aug 5, 2021-Jul 5, 2022
Filing delay
336 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $424.7K. It was filed 336 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kiernan Jane ECIK 0001379171Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2021Common StockMOption exerciseAcquired+10,000$21.04+$210,40017,594Direct
Aug 5, 2021Common StockMOption exerciseAcquired+4,167$34.10+$142,094.721,761Direct
Apr 1, 2022Common StockSSaleDisposed−1,750$62.71−$109,742.520,011Direct
Jul 5, 2022Common StockSSaleDisposed−5,250$60.00−$315,00014,761Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 5, 2021Common StockMOption exerciseDisposed−4,167$0.00$00Direct
Aug 5, 2021Common StockMOption exerciseDisposed−10,000$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)