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Matlin David J's Form 4 filing

Clene Inc. (CLNN) · filed Jun 21, 2022

Accession no.
0001562180-22-005217
Filed
Jun 21, 2022
Trade date
Jun 16-17, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $374.8K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Matlin David JCIK 0001251956Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 16, 2022Common StockPPurchaseAcquired+75,000$2.50F1+$187,5002,347,787Direct
Jun 17, 2022Common StockPPurchaseAcquired+74,610$2.51F2+$187,271.12,422,397Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Mr. Matlin purchased 75,000 shares of common stock of Clene Inc. in multiple transactions on June 16, 2022 at prices ranging from $2.38 to $2.62, inclusive, for a weighted average price of $2.50 per share.

Referenced by the price of 1 transaction in Table I.

F2

Mr. Matlin purchased 74,610 shares of common stock of Clene Inc. in multiple transactions on June 17, 2022 at prices ranging from $2.36 to $2.55, inclusive, for a weighted average price of $2.51 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)