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Shefman Randy's Form 4 filing

Royal Gold Inc (RGLD) · filed Jun 6, 2022

Accession no.
0001562180-22-004837
Filed
Jun 6, 2022
Trade date
Jun 2, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $75.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shefman RandyCIK 0001796187Officer (VP & General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 2, 2022Common StockMOption exerciseAcquired+1,400$87.42+$122,38810,856Direct
Jun 2, 2022Common StockMOption exerciseAcquired+1,400$77.73+$108,82212,256Direct
Jun 2, 2022Common StockMOption exerciseAcquired+1,200$83.29+$99,94813,456Direct
Jun 2, 2022Common StockDReturned to the companyDisposed−2,793$118.60−$331,249.810,663Direct
Jun 2, 2022Common StockFTax withholdingDisposed−569$118.60−$67,483.410,094Direct
Jun 2, 2022Common StockSSaleDisposed−638$117.57−$75,009.669,456Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 2, 2022Common StockMOption exerciseDisposed−1,400$0.00$00Direct
Jun 2, 2022Common StockMOption exerciseDisposed−1,200$0.00$00Direct
Jun 2, 2022Common StockMOption exerciseDisposed−1,400$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)