Guilfoyle James D's Form 4 filing
LyondellBasell Industries N.V. (LYB) · filed Jun 3, 2022
- Accession no.
- 0001562180-22-004786
- Filed
- Jun 3, 2022
- Trade date
- Jun 2, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $143.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Guilfoyle James DCIK 0001649570 | Officer (EVP, Adv Polymer Sol & Sup Chn) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2022 | Class A Ordinary Shares | MOption exerciseAcquired | +914 | $85.80 | +$78,421.2 | 36,610.65 | Direct | |
| Jun 2, 2022 | Class A Ordinary Shares | MOption exerciseAcquired | +610 | $60.51 | +$36,911.1 | 37,220.65 | Direct | |
| Jun 2, 2022 | Class A Ordinary Shares | SSaleDisposed | −800 | $114.59 | −$91,672 | 36,420.65 | Direct | |
| Jun 2, 2022 | Class A Ordinary Shares | SSaleDisposed | −450 | $114.59 | −$51,565.5 | 35,970.65 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2022 | Class A Ordinary Shares | MOption exerciseDisposed | −914 | $0.00 | $0 | 0 | Direct | |
| Jun 2, 2022 | Class A Ordinary Shares | MOption exerciseDisposed | −610 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.