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Bergheim Bjarne's Form 4 filing

Sonendo, Inc. (SONX) · filed Jun 3, 2022

Accession no.
0001562180-22-004757
Filed
Jun 3, 2022
Trade date
Jun 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $4.95K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bergheim BjarneCIK 0001875434Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2022Common StockPPurchaseAcquired+1,800$2.75+$4,950929,349Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The Reporting Person has agreed to disgorge to the Issuer any profits deemed to be realized from this transaction under the requirements of Section16(b) of the Securities Exchange Act of 1934, as amended.

Read the full filing on SEC EDGAR (opens in a new tab)