Gallup Patricia's Form 4/A amendment
AmendedPC Connection Inc (CNXN) · filed May 17, 2022
- Accession no.
- 0001562180-22-004173
- Filed
- May 17, 2022
- Trade date
- Feb 2-3, 2022
- Filing delay
- 104 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 4, 2022
This filing lists 2 non-derivative transactions. Open-market sales total $238.1K. It was filed 104 days after the trade.
This amendment replaces 0001562180-22-001140 (filed Feb 4, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gallup PatriciaCIK 0001186630 | Director, Officer (Chairman & Chief Admin Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2021.
- F2
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.54 to $43.30 per share, inclusive. The reporting person undertakes to provide PC Connection, Inc., any security holder of PC Connection, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.15 to $43.85 per share, inclusive. The reporting person undertakes to provide PC Connection, Inc., any security holder of PC Connection, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
These shares are held directly by the Estate of David McLellan Hall (the Estate), for which the reporting person serves as executor. The reporting person also is the beneficiary of trusts which will receive the balance of the Estate. The executor was appointed on January 28, 2021. Accordingly, as the executor and ultimate beneficiary of the Estate, the reporting person has a pecuniary interest in the Estate shares and had an obligation to include these shares in their Section 16 reports following the expiration of the 12-month deferred reporting period permitted by Rule 16a-2(d)(1).
- F5
The reporting person disclaims beneficial ownership of these securities, except to the extent of such person's pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.