Valdes Jose Enrique's Form 4/A amendment
AmendedAGNT, Inc. (AGNT) · filed May 17, 2022
- Accession no.
- 0001562180-22-004109
- Filed
- May 17, 2022
- Trade date
- May 10, 2022
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 12, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $213.7K. It was filed 7 days after the trade.
This amendment replaces 0001562180-22-004008 (filed May 12, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Valdes Jose EnriqueCIK 0001853602 | Officer (President, eXp Global) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | MOption exerciseAcquired | +16,250 | $4.37 | +$71,012.5 | 49,515 | Direct | |
| May 10, 2022 | Common Stock | SSaleDisposed | −16,250 | $13.15F2 | −$213,687.5 | 33,265 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | MOption exerciseDisposed | −16,250 | $0.00 | $0 | 131,686 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Due to an administrative oversight, the Form 4 filed on behalf of Mr. Valdes on May 12, 2022 incorrectly reported the number of options exercised.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.02 to $13.31, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The Stock Option shares vests quarterly over a four-year period in 16 monthly installments, with the final vesting date on May 4, 2024.