Horstmeier Paul's Form 4 filing
Health Catalyst, Inc. (HCAT) · filed Apr 14, 2022
- Accession no.
- 0001562180-22-003409
- Filed
- Apr 14, 2022
- Trade date
- Apr 12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $131.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horstmeier PaulCIK 0001780978 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2022 | Common Stock | MOption exerciseAcquired | +520 | $15.84 | +$8,236.8 | 180,836 | Direct | |
| Apr 12, 2022 | Common Stock | MOption exerciseAcquired | +4,167 | $15.84 | +$66,005.28 | 185,003 | Direct | |
| Apr 12, 2022 | Common Stock | MOption exerciseAcquired | +521 | $10.80 | +$5,626.8 | 185,524 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −5,208 | $25.16 | −$131,033.28 | 180,316 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2022 | Common Stock | MOption exerciseDisposed | −4,167 | $0.00 | $0 | 35,402 | Direct | |
| Apr 12, 2022 | Common Stock | MOption exerciseDisposed | −520 | $0.00 | $0 | 5,728 | Direct | |
| Apr 12, 2022 | Common Stock | MOption exerciseDisposed | −521 | $0.00 | $0 | 18,474 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.