Bowman Andrew Hertz's Form 4 filing
Customers Bancorp, Inc.CUBB · filed Apr 4, 2022
- Accession no.
- 0001562180-22-003129
- Filed
- Apr 4, 2022
- Trade date
- Feb 8, 2021
- Filing delay
- 420 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $20.8K. It was filed 420 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowman Andrew HertzCIK 0001816956 | Officer (EVP and Chief Credit Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2021 | Common Stock | MOption exerciseAcquired | +833 | $19.28 | +$16,060.24 | 10,116 | Direct | |
| Feb 8, 2021 | Common Stock | SSaleDisposed | −833 | $25.01F3 | −$20,833.33 | 9,283 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2021 | Common Stock | MOption exerciseDisposed | −833 | $0.00 | $0 | 1,665 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $25.0009 to $25.0270. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transition was affected
Referenced by the price of 1 transaction in Table I.