Visser Chris K.'s Form 4 filing
Zumiez Inc (ZUMZ) · filed Mar 30, 2022
- Accession no.
- 0001562180-22-003013
- Filed
- Mar 30, 2022
- Trade date
- Mar 29, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $371.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Visser Chris K.CIK 0001560344 | Officer (Chief Legal Officer & Sec.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Common Stock | MOption exerciseAcquired | +2,610 | $24.54 | +$64,049.4 | 14,949 | Direct | |
| Mar 29, 2022 | Common Stock | MOption exerciseAcquired | +2,199 | $23.40 | +$51,456.6 | 17,148 | Direct | |
| Mar 29, 2022 | Common Stock | MOption exerciseAcquired | +4,079 | $18.60 | +$75,869.4 | 21,227 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −2,610 | $41.86 | −$109,254.6 | 18,617 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −4,079 | $41.96 | −$171,154.84 | 14,538 | Direct | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −2,199 | $41.36 | −$90,950.64 | 12,339 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Common Stock | MOption exerciseDisposed | −2,199 | $0.00 | $0 | 0 | Direct | |
| Mar 29, 2022 | Common Stock | MOption exerciseDisposed | −2,610 | $0.00 | $0 | 2,611 | Direct | |
| Mar 29, 2022 | Common Stock | MOption exerciseDisposed | −4,079 | $0.00 | $0 | 8,159 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.