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Matlin David J's Form 4 filing

Clene Inc. (CLNN) · filed Mar 30, 2022

Accession no.
0001562180-22-002993
Filed
Mar 30, 2022
Trade date
Mar 28-29, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $58.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Matlin David JCIK 0001251956Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 28, 2022Common StockPPurchaseAcquired+10,000$3.10F1+$31,0001,702,749Direct
Mar 29, 2022Common StockPPurchaseAcquired+8,648$3.23F2+$27,933.041,711,397Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Mr. Matlin purchased 10,000 shares of common stock of Clene Inc. in multiple transactions on March 28, 2022 at prices ranging from $2.97 to $3.22, inclusive, for a weighted average price of $3.10 per share.

Referenced by the price of 1 transaction in Table I.

F2

Mr. Matlin purchased 8,648 shares of common stock of Clene Inc. in multiple transactions on March 29, 2022 at prices ranging from $3.20 to $3.28, inclusive, for a weighted average price of $3.23 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)